Watch v. to guard, tend or oversee, especially for protection or safekeeping.

n. The officers and crew who attend to the working of a ship for an allotted period of time.

Michael F. Hogan

Michael F. Hogan

Senior Vice President
Chief Compliance Officer

Michael F. Hogan is a Senior Vice President and is responsible for the compliance functions supporting Schwab's advisory businesses under the Schwab Asset Management Solutions organization. He serves as Chief Compliance Officer for Charles Schwab Investment Management, Inc. (CSIM) and for the Schwab Funds, Laudus Funds, and Schwab ETFs.

Prior to joining Schwab, Mr. Hogan was a director in regulatory compliance for Wellington Management Company LLP in Boston from 2007 to 2009 where he led the regulatory compliance team of the global compliance and operational risk management department. Prior to that, he spent more than 22 years at Brown Brothers Harriman & Co. in Boston where he held various positions in compliance, legal, and operations. 

Mr. Hogan earned a Juris Doctor degree from Suffolk University Law School in Boston and a Bachelor of Arts from Bates College in Lewiston, Maine.

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